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Senior Compliance Analyst (London) | Analyst in Human Resource Job | 7247238824

This listing was posted on ListedBuy.

Senior Compliance Analyst (London)

Location:
London
Description:

A leading, mid: sized Lloyds managing agent is currently seeking a Senior Compliance Analyst. This is a senior role in the team, one that will see you provide mentoring to a team of 3 compliance analysts. This is a hybrid role, reporting into the Risk and Compliance Director. You will: Assist the drafting of the annual Compliance Plan and compliance policies and be integral in their delivery and implementation Support the development of strategies which will mitigate emerging compliance risks (Horizon scanning) Maintain, in partnership with the business, a robust operational compliance framework that serves to manage and mitigate exposure to the compliance and regulatory risks that may stem from the products offered Manage the completion of monitoring tasks in accordance with the compliance timetable, to ensure business adherence to internal and external requirements Work with the business to resolve any incidence of non: compliance and deliver of the business timetable Oversee broker due diligence as required Raise awareness of the risks, and ensure the appropriate management of, conflicts of interest Conduct and supervise internal investigations and the resolution of alleged acts of non: compliance, and set out any resulting requirements appropriately Run the process by which the business guards against the risk of breaching international sanctions imposed by relevant bodies Manage the framework of activity to demonstrate compliance with applicable data protection standards You will possess: Knowledge and experience of working within the regulatory regimes governing UK and international Finance and Insurance companies, as well as the Lloyd x2019; s Insurance Market and its rules Excellent interpersonal skills. The ability to communicate clearly, concisely and to a range of audiences is essential Strong organisational and prioritisation skills and be capable of responding positively to pressure and multiple priorities Adaptability and. Visit ListedBuy for more information.
Posted:
April 23 on ListedBuy
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